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戴伟栋语言学 简明语言学教程

戴版语言学

Chapter One----Introduction

Part one----What is linguistics?

1. Definition----linguistics is generally defined as the scientific study of language.

Scientific means it is based on the systematic investigation of linguistic data, conducted with reference to some general theory of language structure.

No Article before language in this definition means that linguistics studies language in general. Linguists‘ task: basically study and understand the general principles upon which all languages are built.

I nterest of linguists is ―what is said‖

2. The scopes of linguistics

General linguistics----the study of language as a whole-----the core of linguistics理论语言学Phonetics----the study of sounds used in linguistic communication.语音学

Phonology----the study of how sounds are put together and used to convey meanings in communication.音韵学

Morphology----the study of the way in which the symbols are arranged and combined to form words.形态学

Syntax-----the study of the rules for sentence formation句法学

Semantics-----the study of meaning.语义学

Pragmatics----the study of meaning in the context of language use.语用学

Above are made up of the core of linguistics

Sociolinguistics-----the study of all social aspects of language and its relation with society from the core of the branch.社会语言学

Psycholinguistics-----the study of language processing, comprehending and production, as well as language acquisition.心里语言学

Applied linguistics-----the application of linguistic theories and principles to language teaching , especially the teaching of foreign and second languages.应用语言学

3. Some important distinctions in linguistics.

(1) prescriptive vs. descriptive

prescriptive----the linguistic stud y aims to lay down rules for ―correct and standard‖ behavior in using language, i.e. to tell people what they should say and what they should not say. 规定性Descriptive----the linguistic study aims to describe and analyze the language people actually use. 描写性

Modern linguistics is mostly descriptive.

(2) Synchronic vs. diachronic

Synchronic----the description of a language at some point of time in history.共时性

Diachronic----the description of a language as it changes through time----the historical development of language over a period of time----another name: historical linguistics.历时性

A synchronic approach enjoys priority over a diachronic one.

(3) Speech vs. writing言语和文字

Two major media of linguistic communication

Speech is prior to writing:

(1)writing syste m is always ―invented‖ by its users to record speech.

(2)speech plays a greater role than writing in information conveyance.

(3)speech is acquired as mother tongue while writing is learned and taught.

(4)speech reveals true features of human speech while w riting language is only the ―revised‖ record of speech.

(4) Langue vs. parole

Proposed by Swiss linguist----F. de Saussure----sociological view.

Purpose: discover the regularities governing the actual use of language and make them the subjects of study of linguistics.

Langue----the abstract linguistic system shared by all the members of s speech community.----abstract & stable.语言

Parole-----the realization of language in actual use----concrete & varied话语

(5) Competence vs. performance

Proposed by American linguist Noam Chomsky----psychological view

Purpose: discover and specify the internalized sets of rules.

Competence----the ideal user‘s knowledge of the rules of his language.语言能力

Performance----the actual realization of this knowledge in linguistic communication.语言应用(6) Traditional grammar and modern linguistics传统语法和现代语言学

The beginning of modern linguistics-- the publication of Saussure‘s ―Course in General Linguistics‖ in early 20th

Modern linguistics differs traditional grammar:

(1) descriptive vs. prescriptive.

(2) spoken language vs. written language.

(3)ML doesn‘t force languages into a Latin-based framework.

Part Two----What is language?

1. Definition----language is a system of arbitrary vocal symbols used for human communication.

System----elements of language are combined according to rules.

Arbitrary----there is no intrinsic connection between a linguistic symbol and what symbol stands for.

V ocal----the primary medium for all language is sound.

Human----language is human-specific.

2. Design features识别性特征----proposed by American linguist Charles Hockett.(5/12) Design features: the defining properties of human language that distinguish it from any animal system of communication-----human-specific.

(1) Arbitrariness----there is no logical connection between meanings and sounds.任意性Exceptions: Onomatopoeic words and some compound words are not entire arbitrary.

(2) Productivity----language is creative in that it makes possible the construction and interpretation of new signals by its users----users can produce and understand sentences that they have never heard before.能产性

(3) Duality----(another name: double articulation.) Language is a system which consists of two sets of structures, or two levels. The lower lever is the structure of meaningless sounds and the higher level is the structure of meaning.----sound & meaning双层性

(4) Displacement----language can be used to refer to things which are present or not present, real

or imagined matters in the past, present, or future, in a faraway places------ It doe sn‘t matter how far away the topic is of conversation is in time or space-----free from the barriers caused by separation in time and place.移位性

(5) Cultural transmission----the capacity for language is genetically based while the details of and language system should be taught and learned.-----language is passed down from one generation to the next through t eaching and learning, rather than by instinct.文化传承

3. The functions of language.

(1) Informative: The main function of language that when people use language to communicate with each other, their experience in the real world, record or describe the ―content‖ of the reality, they are actually taking advantage of this function.----the most important function.

(2) Interpersonal: people establish and maintain their identity in the society by this function.

(3) Performative: this is a function whereby the language influences directly on the reality, such as the sentence of imprisonment by the judge, the naming of a certain ship and the curses as believed by the ancient people.

(4) Emotive: this function is performed by those linguistic elements used to express strong feelings, such as exclamatory expressions.

(5) Phatic: this is function realized by those ―Phatic language‖, aiming to establishing a harmonious and intimate relationship among people. Examples in Chinese:吃了没?in English: Good norning. & A nice day, isn‘t it?

(6) Recreational: This function means that sometimes people may enjoy language for language‘s sake, i.e. no using language in any practical purposes, such as tongue-twisters and children‘s babbles and chanter‘s chanting.

(7) Metalingual: people may use language to talk about, explain or even change language itself. This is the metalingual function of language. For example, we may use ―book‖ to ref er to the existing object in the real world, and yet may also use ―the word book‖ to stand by the concept ―book‖ as embodied in language.

Chapter 2: Phonology

Part One: The phonic Medium of Language

Linguists concern only with the sounds that are produced by humans through their speech organs and have a role to play in linguistic communication.

phonic medium : The meaningful speech sound in human communication.

Speech sounds: the individual sounds within phonic medium are the speech sounds.

Part Two: Phonetics

1. What is phonetics?

phonetics : The study of phonic medium of language and it is concerned with all sounds in the world‘s languages.

Classification:

articulatory phonetics : It studies sounds from the speaker‘s point of view, i.e. how a speaker use s his speech organs to articulate the sounds. -------speaker

auditory phonetics: The studies sounds from the hearer‘s point of view, i.e. how the sounds are perceived by the hearer.-----hearer

acoustic phonetics: It studies the way sounds travel by looking at the sound waves, the physical means by which sounds are transmitted through the air from one person to another.-----physical properties

2. Organs of Speech

1 the pharyngeal cavity----throat.

2 the oral cavity-------------mouth.------tongue: most flexible.

3 the nasal cavity-----------nose. In English, there are three nasal sounds, namely, [m], [n], [η]. voicing: the way that sounds are produced with the vibration of the vocal cords.

voiceless: the way that sounds are produced with no vibration of the vocal cords.

3. Orthographic representation of speech sounds----broad and narrow transcriptions.

IPA: short for International Phonetic Alphabets, a system of symbols consists of letters and diacritics, used to represent the pronunciation of words in any language.

broad transcription: The use of letter symbols only to show the sounds or sounds sequences in written form.

narrow transcription: The use of letter symbol, together with the diacritics to show sounds in written form.

diacritics: The symbols used in the narrow transcription to show detailed articulatory features of sounds.

aspiration: A little puff of air that sometimes follows a speech sound.

4. Classification of English Speech Sounds

Classification:

consonant: a speech sound in which the air stream is obstructed in one way or another.

vowel : a speech sound in which the air stream from the lung meets with no obstruction.

1 Classification of English consonants:

1 Manner of articulation: The manner in which obstruction is created.

Stops: [p], [b], [t], [d], [k], [g].

Fricatives: [f], [v], [s], [z], [θ], [], [∫] [3], [h].

Affricates: [t∫],[d3]

Liquids: [l], [r].

Nasals: [m], [n], [η]

Glides: [w], [j].------semi-vowels

2 place of articulation : The place where obstruction is created.

Bilabial: [p], [b], [m], [w].

Labiodental: [f], [v]

Dental: [θ], [ ]

Alveolar: [t], [d], [s], [z], [n], [l], [r]

Palatal: [∫] [3], [t∫],[d3], [j].

Velar: [k], [g], [η]

Glottal: [h].

Manner of articulation, place of articulation and voicing/ voiceless help describe a consonant.

2 Classification of English V owels.

1 the position of the tongue:

front: [i:], [i], [e], [ε], [æ], [a]

central: [з:], [з], [/\]

back: [u:], [u], [o], [o:], [a:]

2 the openness of the mouth.

Close vowels: [i:], [i], [u:], [u],

Semi-close: [e], [з:]

Semi-open: [з], [o:]

Open vowels: [æ], [a], [/\],[o], [a:]

3 shape of the lips:

unrounded: [i:], [i], [e], [ε], [æ], [a], [з:], [з], [/\],[a:]

rounded: [u:], [u], [o], [o:].

4 length of the sound:

long vowels: [i:], [з:], [u:], [o:], [a:]

short vowels: [i], [e], [ε], [æ], [a], [з], [/\],[u], [o].

5 monophthong : the individual vowel.-----above vowels are all monophthongs.

diphthong : The vowel which consists of two individual vowels, and functions as a single one. [ei], [ai], [oi], [iз], [au], [зu], [eз], [uз]----eight diphthongs.

Part Three: Phonology

1. Phonology and Phonetics

phonetics : The study of phonic medium of language and it is concerned with all sounds in the world‘s languages.

phonology : The description of sound systems of particular languages and how sounds function to distinguish meaning.

Similarity: all concerned with the same aspect of language----the speech sounds.

Differences: approach and focus.

1 Phonetics is of a general nature; it is interested in all the speech sounds used in all human languages-----how they are produced, how they differ from each other, what phonetic features they possess, how they can be classified.

2 Phonology aims to discover how speech sounds in a language from patterns and how these sounds are used to convey meaning in linguistic communication.

E.g. allophones clear [l] and dark [l]:

Phonetically speaking, they are interested in the differences how they are pronounced. Phonologically speaking, they are the same in functioning conveyance of the meanings.

2. Phone, Phoneme, and Allophone

phone : The speech sound we use when speaking a language, which does not necessarily distinguish meaning in the English language.

phoneme : The smallest unit of sound in a language which can distinguish two sounds. allophone : any different forms of the same phoneme in different phonetic environments, e.g. clear [l] and dark [l] of the same [l], aspirated [p] and unaspirated [p] of the same [p] in different phonetic environments.

3. Phonemic contrast, complementary distribution, and minimal pair

phonemic contrast : two similar sounds occur in the same environment and distinguish meaning.

E.g. [b] in [bit] and [p] in [pit] form phonemic contrast.

complementary distribution : allophones of the same phoneme and they don‘t distinguish meaning but complement each other in distribution. E.g. clear [l] and dark [l] respectively in the

pronunciation of light and feel.

minimal pair: two different forms are identical in every way except one sound and occurs in the same position. The two sounds are said to form a minimal pair. E.g. bat and bet are a minimal pair.

4. Some Rules in Phonology

1 sequential rules: The rules to govern the combination of sounds in a particular language.

2 assimilation rule: The rule assimilates one sound to another by copying a feature of a sequential phoneme, thus making the two phones similar.

3 deletion rule: The rule that a sound is to be deleted although it is orthographically represented. 5. Suprasegmental Features----stress, tone, intonation

suprasegmental features: The phonemic features that occur above the level of the segments----syllable, word, sentence are called suprasegmental features, which include stress, tone and intonation.

1 Stress:

Classification: word stress & sentence stress.

Word Stress:

1 The location of stress in English distinguishes meaning.

A shift of stress may change the part of speech of a word from a noun to a verb although its spelling remains unchanged. E.g. ‗impott (n)----im‘port (v), ‗record (n)-----re‘cord (v)

‗blackbird (compound)-----‗black‗bird (noncompound)

2 The meaning-distinctive role played by word stress is also manifested in the combinations of –ing forms and nouns. E.g. ‘dining room(compound)----sleeping ‘baby (noncompound) Sentence Stress:

Sentence stress: It refers to the relative force given to the components of a sentence.

he parts of speech that are normally stressed in an English sentence are: N, V, Adj., Adv., Numerals, demonstrative pronouns. E.g. He is driving my car.------He drive, my, car.

2 Tone:

tone: Tones are pitch variations, which are caused by the differing rates of vibration of the vocal cords.

Tone (pitch variation) can distinguish meaning in such languages as Chinese, but English is not a tone language.

3 Intonation:

intonation: When pitch, stress and sound length are tied to the sentence rather than the word in isolation, they are collectively known as intonation.

Intonation plays a very important role in the conveyance of meaning in almost every language, especially in a language like English. ------four basic types of intonation, namely, the falling tone, the rising tone, the fall-rise tone, the rise-fall tone.

The falling tone------what is said is a straight forward, matter-of-fact statement.

The rising tone-------make a question of what is said.

The fall-rise tone----indicate that there is an implied message in what is said.

Chapter 3: Morphology

Part One: Morphology

1. Open class and closed class

open class: A group of words, which contains an unlimited number of items, and new words can be added to it.----content words. E.g. beatnik: a member of the Beat generation, or a person who rejects or avoids conventional behaviour.

closed class: A relatively few words, including conjunctions, prepositions and pronouns, and new words are not usually added to them.------function words.

2. Internal structure if words and rules for word formation

morphology: A branch of linguistics that studies the internal structure of words and rules for word formation.

Part Two: Morphemes----the minimal units of meaning

morpheme: The smallest unit of meaning of a language. It can not be divided without altering or destroying its meaning.

bound morpheme: Morpheme that can not be used alone, and it must be combined wit others. E.g. –ment.

free morpheme: a morpheme that can stand alone as a word.

affix: a letter or a group of letter, which is added to a word, and which changes the meaning or function of the word, including prefix, infix and suffix.

suffix: The affix, which is added to the end of a word, and which usually changes the part of speech of a word.

prefix: The affix, which is added to the beginning of a word, and which usually changes the meaning of a word to its opposite.

Part three: Derivational and inflectional morphemes

derivational morpheme: Bound morpheme, which can be added to a stem to form a new word. inflectional morpheme: A kind of morpheme, which are used to make grammatical categories, such as number, tense and case. E.g. –ed and –ing endings are inflectional morphemes. inflection: the morphological process which adjusts words by grammatical modification, e.g. in The rains came, rain is inflected for plurality and came for past tense.

Part Four: Morphological rules of word formation

morphological rules: The ways words are formed. These rules determine how morphemes combine to form words.

Part Five Compounds

compound words: A combination of two or more words, which functions as a single words

the noteworthy:

1 When two words are in the same grammatical category, the compound will be in this category:

E.g. post box, landlady (n+n=n), blue-black, icy-cold (adj.+adj.=adj.)

2 In many cases, the two words fall into different categories, then the class of second or final word will be the grammatical category if the compound.

E.g. under ‗take (v), in‘action (n), up‘lift (v)

3 It is often the case that compounds have different stress patterns from the noncompounded word sequence.

E.g. ‗redcoat, ‗greenhouse are compounds, but red coat and green house are not.

4 The meaning of a compound is not always the sum of the meanings of its parts.

E.g. bigwig, highbrow, jack-in-a-box, turncoat

Conclusion: Morphological rules reveal the relations between words and provide the means for

forming new words. It is these rules that enable us to coin new words. Compounding is a very common and frequent process for enlarging the vocabulary of the English language.

Chapter 4: Syntax

Part One: What is Syntax?

syntax: A branch of linguistics that studies how words are combined to form sentences and the rules that govern the formation of sentences.

Part Two: Categories

1. Word-level categories

category: It refers to a group of linguistic items which fulfill the same or similar functions in a particular language such as a sentence, a noun phrase or a verb.

syntactic categories: Words can be grouped together into a relatively small number of classes, called syntactic categories.

Major lexical categories: (as heads) N, V, A, V

Word-level categories

Minor lexical categories: det. Deg. Qua. Aux. con.

major lexical category: one type of word level categories, which often assumed to be the heads around which phrases are built, including N, V, Adj, and Prep.

minor lexical category: one type of word level categories, which helps or modifies major lexical category.

Three criteria to determine a word‘s category?

1 Meaning:

1 Word categories often bear some relationship with its meaning:

■Nouns typically denote entities such as human beings and objects.

■Verbs, characteristically designate action, sensation and states.

2 The meaning associated with nouns and verbs can be elaborated in various ways:

■The property or attribute of the entities denoted by nouns can be elaborated by adjectives.

■The properties and attributes of the actions, sensations and states designated by verbs can typically be denoted by adverbs.

3 It is misleading to assume that a word‘s category can be told straightforward from its meaning.■ Nouns such as dilemma and friendship do not concretely reveal their entities.

■ Some words such as love and hate which indicate actions tend to be verbs but they can also be used as nouns.

■ Words with the same or similar meanings sometimes belong to different word categories, such as be aware of and know about.

2 Inflection:

1 Words of different categories take different inflections. Words of different categories take different inflection.

■ Nouns such as boy and desk take the plural affix –s.

■ Verbs such as work and help take –ed and –ing.

■ Adjectives such as quiet and clever take –er and –est.

2 Although inflection is very helpful in determining a word‘s c ategory, it does not always suffice.

■ Nouns like moisture, fog, do not take plural form –s.

■ Adjectives like frequent and intelligent do not take –er or –est.

3 Distribution:

Distribution is what type of elements can co-occur with a certain word.

■ Nouns can typically appear with a determiner like the girl and a card.

■ Verbs with an auxiliary such as should stay and will go.

■ Adjectives with a degree word such as very cool and too bright.

Conclusion: Thus, a word‘s distributional facts together with inf ormation about its meaning and inflectional capabilities help identify is syntactic category.

2. Phrase categories and their structures

phrase: syntactic units that are built around a certain word category are called phrase, the category of which is determined by the word category around which the phrase is built.

phrase category: the phrase that is formed by combining with words of different categories. In English syntactic analysis, four phrasal categories are commonly recognized and discussed, namely, NP, VP, PP, AP.

Whether formed of one or more than one word, phrases consist of two levels, phrase level and word level.

NP VP AP PP <---------- phrase level

N V A P < ---------- word level

Phrase that are formed of more than one word usually contain head, specifier and complement. head: The word round which phrase is formed is termed head.

specifier: The words on the left side of the heads are said to function as specifiers. complement: The words on the right side of the heads are complements.

Part Three Phrase Structure Rule

phrase structure rule: The special type of grammatical mechanism that regulates the arrangement of elements that make up a phrase is called a phrase structure rule.

NP----- > (Det) N (P P)…. AP---- > (Deg) A (PP)….

VP ---- > (Qual) v (NP)…. PP---- > (Deg) P (NP)….

1. XP Rule

In NP, AP, VP, PP phrases, the specifier is attached at the top level to the left of head while complement is attached to the right. These similarities can be summarized with the help of the template , in which X stands for the head N, V,A,P.: The XP rule: XP-----> (specifier) X (complement)

XP rule: In all phrases, the specifier is attached at the top level to the left of the head while the complement is attached to the right. These similarities can be summarized as an XP rule, in which X stands for the head N,V,A or P.

2. X▔ Theory

X▔theory: A theoretical concept in transformational grammar which restricts the form of context-free phrases structure rules.

The intermediate level formed by the head and the complement between word level and phrase level is represented by the symbol X▔. Thus the new three-level structures can be written as follows:

a. XP----- > (specifier) X▔

b. X▔----> X (complement)

3. Coordination Rule

coordination: Some structures are formed by joining two or more elements of the same type with the help of a conjunction such as and or or. Such phenomenon is known as coordination. Such structure are called coordination structure.

Four important properties:

1 There is no limit on the number of coordinated categories that can appear prior to the conjunction.

2 A category at any level (a head or an entire XP) can be coordinated.

3 Coordinated categories must be of the same type

4 The category type of the coordinate phrase is identical to the category type of the elements being conjoined.

Coordination Rule: X------ > X *Con X

Part Four: Phrase elements

1. Specifiers

specifier: The words on the left side of the heads and which are attached to the top level, are specifiers.

Specifiers have both special semantic and syntactic roles:

■ Semantically, they help make m ore precise the meaning of the head.

■ Syntactically, they ty pically make a phrase boundary.

The syntactic category of the specifier differs depending on the category of the head.

2. Complements

complement: The words on the right side of the heads are complements.

Complements are themselves phrases and provide information about entities and locations whose existence is implied by the meaning of the head. They are attached to the right of the head in English.

subcategorization: the information about a word‘s complement is included in the head and termed suncategorization.

XP ----- > (Specifier) X (Complements*)

― * ‖ means the fact that complements, however many there are, occur to the right of the head in English.

Miss Hebert believes that she will win.

―that‖ ------ complementizer: Words which introduce the sentence complement are termed complementizer.

―she will win‖ ---- complement clause: The sentence introduced by the complementizer.

―that she will win‖ ---- complement phrase: the elements, including a complementizer and a complement clause.

―Miss Hebert believes‖ ---- matrix clause: the contrusction in which the complement phrase is embedded.

3. modifiers

modifier: the element, which specifies optionally expressible properties of heads is called modifier.

XP------ > (Spec) (Mod) X (Complement*) (Mod)

This rule allows a modifier to occur either before the head or after it. Where there is a complement, amodifier that accurs after the head will normally occur to the right of the complement as well. Part Five : Sentences (The S Rule)

1 The S rule : S ----> NP VP (This analysis is based on the assumptionn that unlike other phrases, which contains a head, a complement and a pecifier, S does not have an internal structure.)

2 Another view : Many linguists beliebve that sentences, like other phrases, also have their own heads. They take abstract category inflection as their heads, which indicates the sentence‘s tense and agreement, Like other phrases, Infl takes an NP as its specifier and a VP as its complement.

1 Infl realized by a tense label-----The boy found the book.

2 Infl position realized by an auxiliary----A boy will find the book.

Part Six : Transformations

1. Auxiliary movement

transformation : a special type of rule that can move an element from one position to another.

The yes-no question structures are built in two steps :

1 The usual XP rule is used to form a structure in which the auxiliary occupies its normal position in Infl, between subject and the VP.

2 In forming a yes-no question requires a transformation known as inversion to move the auxiliary from the Infl position to a position to the left of the subject, C position.

inversion : the process of transformation that moves the auxiliary from the Infl position to a position to the left of the subject, is called inversion.

Such type of inversion operation involving the movement of a word from the head position in one phrase into the head position in another is known as head movement.

2. Do Insertion

How to form a yes-no question that does not conta in an overt Infl such as ― Birds fly.‖

Linguists circumvents this problem by adding the special auxiliary verb do. So we can formulate an insertion rule:

Do insertion: Insert interrogative do into an empty Infl position.

Do insertion : In the process of forming yes-no question that does not contain an overt Infl, interrogative do is inserted into an empty Infl positon to make transformation work.

3. Deep structure and surface structure

deep structure : A level of abstract syntactic representation formed by the XP rule.

surface structure : A level of syntactic representation after applying the necessary syntactic movement, i.e., transformation, to the deep structure.

The XP rule---> Deep structure ---> Transformation ---> Surface structure. (Subcategorization restricts choice of complements.)

4. Wh Movement

Wh question : In English, the kind of questions beginning with a wh- word are called wh question. Wh movement :The transformation that will move wh phrase from its position in deep structure to a position at the beginning of the sentence. This transformation is called wh movement. 【Practice】Draw a tree diagram of the sentence:

She has finally found the man who she loves.

5. Moveaand constraints on transformations

move α: a general rule for all the movement rules, where ‗alpha‗ is a cover term foe any element that can be moved from one place to another.

Constraints: 1 Inversion can move an auxiliary from the Infl to the nearest C position, but not to a more didtant C position.

E.g.: Deep structure: Mike should know that the train might be late.

T: Should Mike know whether the train might be late? (√)

F: Might Mike should know whether the train be late? (×)

2 No element may be removed from a coordinate structure.

E.g.: Deep structure: The little girl will tell us a story and a joke.

F: What will the little girl tell us a story or? (×)

Chapter 5: Semantics

Part One: What is semantics?

semantics: Semantics can be simply defined as the study of meaning.

Part Two: Some Views Concerning The Study of Meaning

1. The naming theory-------Plato

The naming theory was proposed by the ancient Greek scholar Plato.

View: The linguistic forms or symbols, in other words, the words used in a language are simply labels of the objects they stand for. So words are just names or labels for things.

Limitation:

1 This theory seems applicable to nouns only-----V, Adj., Adv. are definitely not labels of objects.

2 Within the category of nouns, there are nouns which denote things that do not exist in the real world.-----unicorn, dragon, ghost.

3 Within the category of nouns, there are nouns that do not refer to physical objects, but abstract notions------joy, impulse.

2. The conceptualist view------Odgen & Richards

View: There is no direct link between a linguistic form and what it refers to; rather, in the interpretation of meaning they are linked through the mediation of concepts in the mind. Semantic triangle (triangle of significance): proposed by Odgen & Richards

Thought/ Reference (Concept)

……………………………………

Symbol/ Form (word/ phrase) Referent (object)

Conclusion: The symbol or a word signifies ―things‖ by virtue of the concept associated with the form of the word in the minds of the speaker of the language; and the concept looked at from this point of view is the meaning of the word.

Problem: What is precisely the link between the symbol and the concept remains unclarified.

3. Contextualism------J.R. Firth

View: The meaning should be studied in terms of situation, use, context-----elements closely linked with language behaviour. We should know a word by the company it keeps.

Context: The general knowledge shared by the speakers and the hearers.

The contextualist view of meaning is based on the presumption that one can derive meaning from or reduce menaing to observable contexts.

Contexts: A) the situational context: Every utterance occurs in a particular situation, the main components of which include, the speaker and the hearer, the actions they are performing, the various objects and events existent in the situation.-----The seal could not be found. (海狮or图章?)

B) the linguistic context: co-text, is concerned with the probability of a word‘s co-occurrence or collocation with another word, which forms part of the ―meaning‖ of the word, and also with the part of text that precedes and follows a particular utterance.-----black coffer& black hair.

4. Behaviourism------Bloomfield

View: Behaviourists attempt to define the meaning of a language form as the ―situation in which the speaker utters it and the response it calls forth in the hearer.‖-----psychological.

Jack and Jill:

Jill Jack

S r…….s R

(Physical stimulus) (Verbal response) (Verbal stimulus ) (Non-verbal response)

see an apple I‘m thirsty. Get the information. Pick the apple for Jill.

Part Three: Lexical Meaning.

1. Sense and Reference

Sense: Sense is concerned with the inherent meaning of the linguistic form. It is the collection of all the features of the linguistic form. It is abstract and de-contexturalized. It is the aspect of meaning dictionary compilers are interested in.-----dog: a domesticated canine mammal, occurring in many breeds that show a great variety in size and form.

reference : Reference means what a linguistic form refers to in the real, physical world. It deals with the relationship between the linguistic element and the non-linguistic world of experience.-----―The dog is barking.‖, a dog known to both the speaker and the hearer in the real world.

Relation: 1 Linguistic forms, having the same sense, may have different reference in different situations.

2 Linguistic forms with the same reference may differ in sense.-----morning star= evening star.

3 Linguistic forms may have sense, but have no reference in the real world.------dragon, ghost.

2. Major Sense Relations

1 Synonymy:

synonymy: Synonymy refers to the sameness or close similarity of meaning. Words that are close in meaning are called synonyms.

Classification : 1 dialectal synonyms----synonyms used in different regional dialects.

E.g. British English VS American English: Autumn---fall, lift---elevator, luggage---baggage, lorry---truck, petrol---gasoline, flat----apartment, windscreen---windshield, torch---flashlight.

British English domain: girl---lassie, liquor---whiskey.

2 Stylistic synonyms----synonyms differing in style

Words having the same meaning may differ in style, or degree of formality.

(formal---neutral---casual )

E.g. old man, daddy, dad, father, male parent/ start, begin, commence/ kid, child, offspring….

3 Synonyms that differ in their emotive or evaluative meaning

There are words that bear the same meaning but express different emotions of user, indicating the attitude or bias of the user towards what he is talking about.

E.g. collaborator----accomplice

4 Collocational synonyms

Some synonyms differ in their collocation, i.e. in the words they go together with. This is a matter of usage.

E.g. accuse (of)----charge (with)-----rebuke (for)

Sour milk---rotten tomato----addled eggs----rancid bacon or butter

5 Semantic different synonyms

These are synonyms that differ slightly in what they mean: amaze----astound

2 Polysemy:

polysemy : The same word has more than one meaning.

E.g. foot, table. Historically speaking, polysemy can be understood as the growth and development of or change in the meaning of words.

3 Homonymy:

homonymy: Homonymy refers to the phenomenon that words having different meanings have the same form, i.e., different words are identical in sound or spelling, or in both.

Classifications: homophones: When two words are identical in sound, they are homophones

-----rain—reign, night---knight, peace---piece, leak---leek.

homographs: When two words are identical in spelling, they are homographs.

-----bow (v)---bow (n), tear (v)---tear (n), lead (v)---lead (n)

complete homonymy: When two words are identical in both sound and spelling, they are complete homonyms.-----fast (adj.)---fast (adv), scale (n)---scale (v).

Question: When two forms are identical both in sound and spelling, how can we tell whether they are polysemic words, or complete homonyms?--------etymology.

4Hyponymy:

hyponymy: Hyponymy refers to the sense relation between a more general, more inclusive word and a more specific word.

superordinate: The word which is more general in meaning is called the superordinate.

co-hyponyms: Hyponyms of the same superordinate are co-hyponyms.

Flower (superordinate)

Rose tulip carnation lily morning glory (co-hyponyms)

5 Antonymy:

antonymy: The term antonymy is used for oppositeness of meaning.

Classification: gradable antonyms: Some antonyms are gradable because there are often intermediate forms between the two members of a pair. e.g, antonyms old and young, between them there exist middle-aged, mature, elderly.

complementary antonyms: a pair of antonyms that the denial of one member of the pair implies the assertion of the other. It is a matter of either one or the other.

relational opposites: Pairs if words that exhibit the reversal of a relationship between the two items are called relational opposites. For example, husband---wife, father---son, buy---sell, let---rent, above---below.

Part Four: Sense Relations Between Sentences

1 X is synonymous with Y

X: He was a bachelor all his life. Y: He never married all his life.

2 X is inconsistent wit Y.

X: John is married. Y: John is a bachelor.

3 X entails Y.

X: John married a blond heiress. Y: John married a blond.

entailment: the relationship between two sentences where the truth of one is inferred from the truth of the other. E.g. Cindy killed the dog entails the dog is dead.

4 X presupposes Y.

X: John‘s bike needs repairing. Y: John had a bike.

presupposition: What a speaker or writer assumes that the receiver of the massage already knows. e.g. Some tea has already been taken is a presupposition of Take some more tea.

5 X is contradiction.

X: My unmarried sister is married to a bachelor.

6 X is semantically anomalous.

X: The table has a bad intention.

Part Five: Analysis of Meaning

1. Componential analysis----a way to analyse lexical meaning.

componential analysis: an approach to analyze the lexical meaning into a set of meaning components or semantic features. For example, boy may be shown as [+human] [+male] [-adult]. semantic features: The smallest units of meaning in a word, which may be described as a combination of semantic components. For example, woman has the semantic features [+human] [-male] [+adult].

Advantages: by specifying the semantic features of certain word, it will be possible to show how

these words are related in meaning.

2. Predication Analysis----a way to analyse sentence meaning.

What should be mentioned before looking at the analysis of sentence meaning:

1 The meaning of a sentence is not the sum total of the meanings of all its components, that is, the meaning of a sentence is not to be worked out by adding up all the meanings of its constituent words.

E.g: The dog bit the man. & The man bit the dog.

2 There are two aspects to sentence meaning: grammatical meaning and semantic meaning.

Grammaticality: grammatical well-formedness

Semantically meaningful: selectional restrictions.

selectional restriction: Whether a sentence is semantically meaningful is governed by the rules called selectional restrictions, i.e. constraints on what lexical items can go with what others. predication analysis: a way, proposed by British linguist G. Leech, to analyze sentence meaning. predication: In the framework of predication analysis, the basic units is called predication, which is the abstraction of the meaning of a sentence.

predicate: A predicate is something said about an argument or it states the logical relation linking the arguments in a sentence.

argument: An argument is a logical participant in a predication, largely identical with the nominal element(s) in a sentence.

E.g. Kids like apples.--------KID, APPLE (LIKE).

Classification: Two-place predication (two arguments): KID, APPLE (LIKE)------kids like apples.

One-place predication (one argument): TOM (SMOKE)------Does Tom smoke?

No-place predication (no argument): (BE HOT)------It‘s hot

Chapter 6: Pragmatics

Part One: Some Basic Notions

1. Definition:

pragmatics: The study of how speakers uses sentences to effect successful communication.

2. Pragmatics VS. Semantics

The difference between pragmatics and semantics lie in the fact whether the context is taken into account.

3. Context

context: The general knowledge shared by the speakers and the hearers.

Context determines the speaker‘s use of language and also the hearer‘s interpretation of what is said to him.

4. Sentence meaning VS. utterance meaning

sentence meaning: The meaning of a self-contained unit with abstract and de-contextualized features.

utterance meaning: The meaning that a speaker conveys by using a particular utterance in a particular context.

E.g. My bag is heavy.------sentence meaning (BAG (BE HEA VY)), utterance meaning (would you

give me a hand?)

Part Two: Speech Act Theory

1. Austin‘s model of speech acts

Speech Act Theory: The theory proposed by John Austin and deepened by Searle, which believes that we are performing actions when we are speaking.

constatives: Constatives are statements that either state or describe, and are thus verifiable. performatives: Performatives are sentences that don‘t state a fact or describe a state, and are not verifiable.

Speech act theory:

locutionary act: The act of conveying literal meaning by virtue of syntax, lexicon and phonology. illocutionary act: The act of expressing the speaker‘s intention and performed in saying something.

perlocutionary act: The act resulting from saying something and the consequence or the change brought about by the utterance.

2. Searle‘s Classification of Speech Acts

1 representatives: Stating or describing, saying what the speaker believes to be true.

2 directives: Trying to get the hearer to do something.

3 commisives: Committing the speaker himself to some future course of action.

4 expressives: Expressing feelings or attitude towards an existing state.

5 declaration: Bring about immediate changes by saying something.

Conclusion: All the acts that belong to the same category share the same purpose but differ in their strength or force.

Part Three: Principle of Conversation

cooperative Principle (CP): Proposed by Paul Grice, the principle that the participants must first of all be willing to cooperate in making conversation, otherwise, it would be impossible to carry on the talk.

Four maxims:

1 The maxim of quantity:

1 Make your contribution as informative as required (for the current purpose of exchange.)

2 Do not make your contribution more informative than is required.

E.g. A: When is Susan‘s farewell party?

B: Sometime next month.

2The maxim of quality:

1 Do not say what you believe to be false.

2 Do not say that for which you lack adequate evidence.

E.g. A: Would you like to join us for the picnic on Sunday?

B: I‘m afraid I have got a class on Sunday.

3 The maxim of relation:

Be relevant.

E.g. A: How did the math exam go today, Jonnie?

B: We had a basketball match with the other class and we beat them.

4 The maxim of manner:

1 Avoid obscurity of expression.

2 Avoid ambiguity.

3 Be belief.

4 Be orderly.

E.g. A: Shall we got something for the kids?

B: Yes. But U vetoI-C-E-C-R-E-A-M.

conversational implicature:The use of conversational maxims to imply meaning during conversation.

Chapter 7 Language Change

Part One: Introduction

Conclusion: It is a fact that all language change through time.

Part Two: Sound Change

Sound changes tend to be systematic. ————>vowel shift.

Part Three: Morphological and syntactic change.

1. Change in ―Agreement‖rule.

e.g. Whan that Aprille with his shoures sooth…

When that April with his showers sweet…【In modern English, we use IT to replace HIS】

2. Change in negation rule.

e.g. I love you NOT. He saw you NOT.

I do not love you. He did not see you.

3. Process of simplification.

Case and gender in old English are lost during the Middle English period.

e.g. Old English Middle English Modern English

ure/urum—————>oure———————>our

4. Loss of inflections

Inflection often change by a process of rule-generalization.

e.g. Old English Modern English

stan/ slanas stone/ stones

gear/ gear year/ years

Part Four: Vocabulary Change

V ocabulary change can include:

A) addition of new words. B) Loss of words C) Changes in the meaning of words

1. Additon of new words

A) Coinage

A new word can be coined outright to fit some purpose.

e.g. walkman Kodak Xerox Ford

B) Clipped words

Clipping refers to the abbreviation of longer words or phrases.

e.g. gym---gymnasium expo---exposition memo---memorandum

disco---discotheque burger---hamburger dozer---bulldozer

quake---earthquake fridge---refrigerator script---prescription

C) Blending

A blend is a word formed by combining parts of other words.

e.g. smog---smoke+ fog comsat---communication+ satellite brunch---breakfast+ lunch

motel---motor+ hotel camcorder---camera+ recorder videophone---video+ telephone

D) Acronyms

Acronyms are words derived from the initials of several words.

e.g. CBS----Columbia Broadcasting System ISBN---International Standard Book Number

IT--------Information technology CAD---Computer assisted design WTO.

APEC----Asian Pacific Economic Cooperation AIDS---Acquired Immune Deficiency Syndrome.

UNESCO----United Nations Educational Scientific and Cultural Organization.

IDD---- International direct dialling UCLA----University of California, Los Angeles

E) Back formation

New words may be coined from already existing words by ‗‗subtracting‗‗ an affix thought to be part of the old word. Such words are thus called back-formation.

e.g. to edit, to hawk, to beg, to baby-sit, to butch

F) Functional shift

Words may shift from one part of speech to another without the addition of affixes.

e.g. n---v to knee, to bug, to tape, to brake, v---n a hole, a flyby, a reject, a retreat

adj---v to cool, to narrow, to dim, to slow adj---n a daily, a Christian, the rich, the impossible

G) Borrowing

When different cultures come into contact, words are often borrowed from one language to another.

2. Loss of words

It is true that words can be lost from a language.

e.g. beseem---to be suitable, wot----to know, gyve---a fetter wherefore---why Many new coinages are very short-lived. One of he most common causes for the loss of lexical items is the discontinuation of the object they name, e.g. soap flake, wash board, rumble seat are on the way out.

3. Changes in the meaning of words

There are three processes of semantic change, namely, widening, narrowing, and shift in meaning.

A) Widening of meaning

When the meaning of a word becomes broader, that word means everything it used to mean, and then more.

holiday

A day of religious significance

Any day on which we don‘t have to work.

tail

The tail of a horse.

The tail of any animal.

companion

A person with whom you share bread.

A person who accompanies you.

quarantine

Forty day‘s isolation.

bird

Young bird

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